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Compliance examinations

The ECNL sets out the scope and purpose of such examinations and the obligation of ELNOs and Subscribers to comply with the examinations. The ECNL also allows the Registrar to refer any matter revealed prior to or during an examination to another appropriate authority such as an industry regulator or law enforcement agency.

The procedure for conducting compliance examinations of ELNOs is set out in Schedule 5 of the Model Operating Requirements and the respective Operating Requirements in each State and Territory.

The procedure for conducting compliance examinations of Subscribers is set out in Schedule 5 of the Model Participation Rules and the respective Participation Rules in each State and Territory.