Guidance for e-settlement subscribers and their instructing practitioners

This guidance query (PDF, 245.1KB) aligns with Version 5 of the Model Participation Rules and explains the application of the Model Participation Rules where an e-settlement subscriber is engaged regarding:

• verification of identity,
• proper completion of a Client Authorisation,
• verification of right to deal,
• certifications,
• retention of evidence, and
• compliance examinations.

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